I remember as a child being angry and spanking my
coat when it jumped off the hook on which I placed it. I was assigning the same
kind of agency to my disobedient clothes that I felt in myself after I learned
to sense agency through my interaction with caregivers. I can easily understand
how primitive tribes credit all the elements of nature with separate agencies
and even divinize those agencies. Psychologists call it “theory of mind.” It is
fine for other persons but not so useful for things.
Ancient philosophers explained all beings as
composed of form (morphé) and matter (hulé). Putting a specific
form to matter is what gave existence to a being. And the form was the essence
of it. In animals, the form animated the being or gave it life. The Greeks call
it psyche and the Romans anima. In humans the form gave
intelligent life. In English we call that form “soul.”
Perhaps it was the encounter and realization of
death that shaped our notion of the soul beyond that of agency and form.
Archeologists often look for signs of human life in burial places and
ceremonies. We experience a person dying by exhuming his last breath. Breath or
air is translated as spirit. In Hebrew the wind and air was the breath of God, ruah
or spirit, which filled the earth and animated all living beings. When the
soul or spirit leaves the body, the person is dead.
Whether the soul persists somehow and is immortal
is a mystery and was imagined differently in the stories of different
traditions: for some the soul was a thing in itself and could live in some
supernatural space, for some the soul as animator of the body required
resurrection, for some the soul was a tongue of fire returning to the divine
conflagration.
In the Christian Roman Empire influenced by Greek
and Latin philosophy, the dualism of flesh and spirit, body and soul, the
physical and the spiritual became a matter of faith and led to a hierarchy of
beings. God, Absolute Form and Pure Spirit, at the pinnacle of all being. Then
came the angels, immaterial forms, but imperfect and capable of defying God.
Next came human souls which like angelic and divine forms were immortal,
imperfect because of their connection to matter and, yes, sinful. Animals with
their mortal souls followed and then all the soulless creatures. And within
each of these categories there were also hierarchies, all part of the great
chain of being.
This was not a “Manichaean” dualism between
absolute principles of good and evil as distinguished from many pagan cultures
of the East, some of which did not include the Judeo-Christian matter/spirit
dualism. For in Christian orthodoxy, while proclivity to matter and to the
affairs of the body, especially sex, could lead to evil, evil was not absolute
as is the form of the Good itself, namely God, as taught by Plato and his
followers.
At the beginning of the modern era, Rene Descartes,
explained the dualism of material body and spiritual mind not by faith, but by
reason. He thought about thinking and gave evidence through experience and
deduction for the duality of human nature by inquiring into the human mind.
While doctrines of religious belief cannot be disputed, the doctrines of reason
can. Descartes, along with many other Enlightenment thinkers, opened the
Pandora’s box on inquiry into the nature of things, including human beings. He
invited challenge to the doctrine of the split between body and soul which now
bore his name: The Cartesian divide.
After Descartes, “materialists” reduced mind to
behavior determined by natural law and “idealists” argued that mind was working
its way through history. Physics and psychology developed as independent
disciplines while attempting to show that matter could explain mind or mind
could explain matter.
It was the development of biology and especially
Darwinian evolution of both body and mind over hundreds of thousands of years
of human development that built the basis for a reunion. The Darwinian insight
led to the organismic or holistic paradigm of the 20th century.
The soul is more than agency or form or spirit. It is the human organism as it
has evolved in conscious relationship to its environment. I am embodied soul. I
am my body conscious of myself, others, and my world. Pragmatism, existential
phenomenology, and constructivist epistemology expressed this new unity in
philosophy. Evolutionary psychology and neuroscience now studies the brain and
human behavior to understand mind and consciousness.
We now see death not as giving up spirit (breath)
because we have revived persons even when their breathing stopped--and even
when their heart stopped. We now define death as irreversible brain
deterioration often caused by lack of oxygen to the brain by the stopped
heart.
In our postmodern era, “soul” has less scientific
and more poetic uses as in having soul, soul food, soul music, soul mate, and
soul sisters. The contention is less between materialists and spiritualists and
more between fideists and experimentalists. Belief through scientific
verification is contrasted with belief through religious faith, which in many
traditions still accepts immaterial immortal souls separable from the body and
other supernatural spirits created by God. Many common folks believe in ghosts
whether holy or not. But it is not my intent to dispute or demean them. Here I am
more interested in exploring the psychological and philosophical notion of soul
or spirit which is identified with mind and consciousness in human being and
behavior.
Psychologist James Hillman spent a lifetime
reflecting on soul. The theory he used in his practice and which he articulated
in many books is that the human soul is the character of a person. He
uses the analogy of an acorn that grows into a mighty oak tree. But it must be
constantly nourished, watered and fed. The tree it becomes is unlike all other
trees—its branches, its roots, its longevity, and the other acorns it provides
are similar, but part of a unique configuration.
At first I did not like his analogy because I read
it as making the soul a sort of permanent nugget, a homunculus, the real person
within the body. Or like a core of seeds in an apple. But following his analogy
I realized that the acorn, like the original seed for the apple tree, became
the tree. It was not separate or even distinct from the tree it became. That
helps me think of what we call the character or personality of a person. There
are traits, preferences, characteristics, habits, and attitudes that develop as
the genotype accommodates, and accommodates to, its environment. The soul is
the integrated cluster of these traits, preferences, characteristics, habits,
and attitudes. That which makes the person whole and wholly unique.
And how much choice the person exercises in the
development of her character is disputed by scientists and philosophers. Is the
person in charge beyond her genetic inheritance and environmental conditioning?
This is usually asked by the question of free will. But I content myself by
both experiencing and thinking that, while “free will” is a misleading concept,
freedom is the process of thinking persons who progressively remove illusions
and obstacles with the help of others.
And here is where I draw the difference of “great-souled”
persons like Mahatma Ghandi, Jesus of Nazareth, Buddha Gautama, and other great
saints and sinners, leaders and artists, with “weak-souled” persons like me and
most of us. The great souls have achieved such a level of freedom and integrity
that they have a core of seeds that can be spread to many. We weaker souls are
in process of developing a core of integrity and can learn from the example and
teaching of the great souled ones—and use the exercises that enlarged their
souls.
The heightened state of consciousness of the great
ones is in total presence—although they express this in different ways and
words. But there are two kinds of being present that we must not confuse.
Presence is being here, now, with, and towards. The presence of the great ones
holds the interior/exterior tension of being-here, the past/future tension of
being-now, the individual/social tension of being-with, and the real/ideal
tension of being towards. In other words, the great-souled are persons who have
a vigorous interior life in dynamic action in the world, who are ardently
learning from history while intending the future, who are uniquely individual
while fully oriented to others, and who are pragmatically realistic in pursuit
of high ideals. They have integrated the tensions and their opposing poles; and
they have overcome the illusions and obstacles that back their progression.
There is another way of being present, which is being
insensible, oblivious, isolated, and unresponsive. A thing that is just out
there without an animating core, cold, insensitive, and unmindful can be said
to be present. But it is an object that is not integrating and liberating. It
has no soul. The first kind of presence is a transcending presence. The
second kind is just stuck in an identity given by others and by circumstances.
Are there no-souled persons? People who do not
transcend, who have no or little integrity and are just creatures of outside
influences. Well, the other day I met a man without a soul. Let me describe him
to you as a way to explain having and being soul.
Next: The Man With No Soul
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