Monday, June 29, 2015
The Ethic of Transparency
Recently I listened to Janice Stein reflecting on the notion of “accountability” which has all but replaced “responsibility” in our language. Since words not only express, but also shape thought and the worldview within which that thought has meaning, I found this a very useful reflection.
We have finally begun demanding accountability. And well we should, as presidents lead us to war on false premises, as financial institutions sell products with less than stated value, and religious organizations hide their officials’ wrong doings. We now speak of organizing for public or private accountability and of holding our leaders and institutions accountable. We use less the word of the responsible leader or organization or of the responsible self and society. Or we simply use the words interchangeably. And there is a loss in that.
To hold accountable or require accountability has a different nuance than to be responsible or take responsibility. To account for something to someone has a different meaning than to respond to someone for something. Rendering account focuses on measured worth. Being responsible focuses on value, but not the kind that can be easily quantified. Accountability connotes an external referee and a balance sheet. Responsibility connotes a more internal judge, a conscience. An accountable politics is one of checks and balances and looks at forms, processes, and regulations. A responsible politics is one of social justice and looks at the substance of human freedom and equality.
Elsewhere I wrote of five metaphors for ethics. And here are two: the scale or balance in commerce (accountability) and the foundation of a building (responsibility). These two are important to each other: responsibility will require accountability, which in turn can measure and promote responsibility.
Yet there is tension when we look as the behavior of corporations and encourage their social responsibility, when we look at voluntary organizations not just in terms of what we get for the money, but for what kind of a community they embody and promote. There is certain a tension in a leadership that is directing and supervising according to rules and one that is trusting and encouraging innovation. Education that teaches to the test may be accountable, but may not be responsible and educing responsible citizens.
Another word is being used a lot lately: “transparency.” Maybe that could resolve the tension between accountability and responsibility or make that tension constructive. Transparency does mean visibility—out in the open for all to see and judge. But it also means illuminating or glowing from within like a radiance you can see through.
Democracy requires a responsility where we quit shoving the blame elsewhere. Democracy requires accountability where institutions, public and private, can be called to account for their consequences. But above all democracy requires transparency where all of us are connected and know what each other are thinking and doing, not to hold back initiative and difference, but to celebrate it. This cuts both ways. It means letting Snowden do his thing, whistle blowing, and putting out there for all to see the secrets of government and corporations. But it also means letting everybody know what I'm thinking and doing without fear of reprisal if I'm not injuring anyone, including their life, respect, and value.
The open society is here. Go ahead you can know what I'm thinking and doing insofar as it might affect you or even to be sure it won't affect you negatively. I don't mind if the NSA is snooping on me as long as I can snoop on the NSA.
The key tension that must be maintained is that between individual accountability and social responsibility. Yes, you may learn about me but let me be me a unique individual. You may investigate us and our society and hold us accountable as long as you do not inhibit our creativity in carrying out our responsibility. And I want to know what you are doing to ensure that our being who we are is not curtailed.
Let's take responsibility for holding ourselves accountable.
Sunday, June 28, 2015
Strategic Thinking
I've been thinking (and writing) lots about thinking: thinking as symbolic; thinking as categorizing, thinking as analogy; thinking as model making; thinking as the mode of having a self in a world of space and time; thinking as language, art, religion, science, economics, philosophy, and politics; thinking as critical; and thinking as delightful.
I think that thinking (or not!) is the source of good and evil. It is Eve's rebellion and Pandora's out-of-the-box curiosity. Thinking is both the risk and hope of human existence, meaning, power, and freedom.
Now I want to think about thinking strategically.
As community organizers we were taught not to confuse tactics with strategy. That distinction goes back to Sun Tsu (Art of War) and taken up again by Carl von Clausewitz (On War) who said "tactics is the art of using troops in battle; strategy is the art of using battles to win the war." As we know in chess, war, and business, we can win a battle and still lose the war. And often the winning of a battle contributes to the losing of a war. One of the arts of warfare is to get an adversary to focus on the movement of troops to a certain battle while being ignorant of the overall strategy. A battle might be won in a way that depletes the troops or might be lost as a way to position more troops for a more decisive battle.
The Russian army used retreat strategically against Napoleon and Hitler. On the other hand timid Union General McClellen did not use a decisive victory to pursue the Confederate armies and shorten the war. He focused on the battle, not winning the war.
Of course hindsight is easier than foresight. But then hindsight might help inform foresight.
We community organizers often got entranced with a sexy tactic to call attention to our issue yet didn't get the people who could make a difference to the bargaining table. I remember in Cleveland when a group of organizers and a few neighborhood people showed up to protest at an exclusive lunch club and wound up alienating their supporters and even the people for whom they were working. I remember in Chicago when the Hippies "brought the war home" to Chicago by throwing rocks through bank windows mystifying the working poor black folk with whom I was working and who thought the rock-throwers were crazy.
It was US tactics that lost the War in Vietnam for America, e.g. My Lai genocide, destruction of crops through agent orange, napalm bombing of villages, and other acts of terror disgusted the American people who thought they were the good guys. Also no one could articulate a reason for the war or how Vietnam was strategic (except by using the unexamined metaphor of falling dominoes). If you read The Brothers, by Stephen Kinzer, about Avery and John Foster Dulles you will see how tactics not strategy led to the fall out in South East Asia, Latin America, and the Mid-East that we experience today. The strategy with the Soviet was containment and worked. But the Dulles adventures were counter-productive and alienated the populace of the countries they were saving from communism.
Reaction by definition is not thought out and consists of tactics without strategy. Indeed Saul Alinsky would count on that with those in power: "the action is in the reaction," he said. And the reaction weakens the reactors. Al Qaeda knew that with 9-11 and the Bush 2 administration fell for it. Instead of treating the bombing of the towers as the crime it was, they made it an act of war, first with Afghanistan and then Iraq breaking the containment strategy of both the Bush 1 and Clinton administrations.
Actions out of vengeance are seldom strategic and usually lead to terrible consequences, as did the exaction of Germany's pound of flesh after World War I. The so called war on crime used three strikes, extended jail terms, and compulsory sentencing as tactics without a strategy and the war was lost. The same for the war on drugs that has cost trillions of dollars and thousands of lives to North and Latin American people. The well-intentioned war on demon liquor had terrible unforeseen consequences but was self-corrected.
Strategic thinking develops a positive, broad based vision, clear objectives, and activities to achieve them with the consequences, including the side effects, well considered. Moreover it is not centered on winning victories unless they advance the movement and organization towards the long term goal.
Community actions, popular movements, and revolutions fail if they do not unite the citizenry and build a stable state. I remember my organizing mentor always asking when we won a victory, say, over a polluting industry: "but did you build the organization?" What good is a win if the people of the community did not have more power through organization?
When I searched for strategic thinking on the website of the business consulting firm McKinsey and Co., I found 72 pages with 2324 entries. Clearly strategic thinking is one of the most important success factors for an organization. In all these entries there are many different tools, styles, frameworks, and counsels for strategic thinking, planning, and management.
For McKinsey strategy for business builds on financial, forecast, and externally oriented planning. They define strategy as an "integrated set of actions designed to create a sustainable advantage over the competition." Of course, I am thinking about strategic thinking for more than war or business.
The definition that works for me is an integrated set of actions designed to achieve goals that will accomplish a concrete vision (e.g. create and sustain a diverse, inclusive, exciting neighborhood where people want to invest time, talent, and treasure; or create stability based on fairness and opportunity for residents in the Middle East).
The important concepts in the definition are integrated, set of actions, designed, concrete vision. Some of the key elements and characteristics of strategic thinking I found in the McKinsey articles are:
Strategic thinking is a habit of good organizers and leaders. This means they know what they want, consider context limitations and trends, position for the long term, look down the line beyond the next tasks, anticipate change, and self-correct.
Critical thinking if strategic disrupts conventional, convenient thinking that holds us back from higher consciousness and greater empathy. The latest court decisions about same sex marriage and universal health coverage, the latest papal encyclical on an economy out of sync with nature, the the response of both acceptance of racism and forgiveness to the execution of black churchgoers challenges our prevalent morality of exclusion, exceptionalism, and righteousness. Thinking critically and strategically will open us to a freer, more inclusive, and less reactionary morality. It opens us to a desired future while acknowledging the garbage and gifts of the past.
Critical, strategic thinking is our vocation. Our way to transcend ourselves. Our way to love, power, and freedom. This capacity, which we now know evolved over millions of years through many stages and is still developing, is the "divine spark within" lit by a complex interaction of many selected and inherited genes and fanned by the interaction of memes in culture.
The new ethics we search for in these reflections is indeed critical thinking about our morality, our conventional thinking and behavior.
I think that thinking (or not!) is the source of good and evil. It is Eve's rebellion and Pandora's out-of-the-box curiosity. Thinking is both the risk and hope of human existence, meaning, power, and freedom.
Now I want to think about thinking strategically.
As community organizers we were taught not to confuse tactics with strategy. That distinction goes back to Sun Tsu (Art of War) and taken up again by Carl von Clausewitz (On War) who said "tactics is the art of using troops in battle; strategy is the art of using battles to win the war." As we know in chess, war, and business, we can win a battle and still lose the war. And often the winning of a battle contributes to the losing of a war. One of the arts of warfare is to get an adversary to focus on the movement of troops to a certain battle while being ignorant of the overall strategy. A battle might be won in a way that depletes the troops or might be lost as a way to position more troops for a more decisive battle.
The Russian army used retreat strategically against Napoleon and Hitler. On the other hand timid Union General McClellen did not use a decisive victory to pursue the Confederate armies and shorten the war. He focused on the battle, not winning the war.
Of course hindsight is easier than foresight. But then hindsight might help inform foresight.
We community organizers often got entranced with a sexy tactic to call attention to our issue yet didn't get the people who could make a difference to the bargaining table. I remember in Cleveland when a group of organizers and a few neighborhood people showed up to protest at an exclusive lunch club and wound up alienating their supporters and even the people for whom they were working. I remember in Chicago when the Hippies "brought the war home" to Chicago by throwing rocks through bank windows mystifying the working poor black folk with whom I was working and who thought the rock-throwers were crazy.
It was US tactics that lost the War in Vietnam for America, e.g. My Lai genocide, destruction of crops through agent orange, napalm bombing of villages, and other acts of terror disgusted the American people who thought they were the good guys. Also no one could articulate a reason for the war or how Vietnam was strategic (except by using the unexamined metaphor of falling dominoes). If you read The Brothers, by Stephen Kinzer, about Avery and John Foster Dulles you will see how tactics not strategy led to the fall out in South East Asia, Latin America, and the Mid-East that we experience today. The strategy with the Soviet was containment and worked. But the Dulles adventures were counter-productive and alienated the populace of the countries they were saving from communism.
Reaction by definition is not thought out and consists of tactics without strategy. Indeed Saul Alinsky would count on that with those in power: "the action is in the reaction," he said. And the reaction weakens the reactors. Al Qaeda knew that with 9-11 and the Bush 2 administration fell for it. Instead of treating the bombing of the towers as the crime it was, they made it an act of war, first with Afghanistan and then Iraq breaking the containment strategy of both the Bush 1 and Clinton administrations.
Actions out of vengeance are seldom strategic and usually lead to terrible consequences, as did the exaction of Germany's pound of flesh after World War I. The so called war on crime used three strikes, extended jail terms, and compulsory sentencing as tactics without a strategy and the war was lost. The same for the war on drugs that has cost trillions of dollars and thousands of lives to North and Latin American people. The well-intentioned war on demon liquor had terrible unforeseen consequences but was self-corrected.
Strategic thinking develops a positive, broad based vision, clear objectives, and activities to achieve them with the consequences, including the side effects, well considered. Moreover it is not centered on winning victories unless they advance the movement and organization towards the long term goal.
Community actions, popular movements, and revolutions fail if they do not unite the citizenry and build a stable state. I remember my organizing mentor always asking when we won a victory, say, over a polluting industry: "but did you build the organization?" What good is a win if the people of the community did not have more power through organization?
When I searched for strategic thinking on the website of the business consulting firm McKinsey and Co., I found 72 pages with 2324 entries. Clearly strategic thinking is one of the most important success factors for an organization. In all these entries there are many different tools, styles, frameworks, and counsels for strategic thinking, planning, and management.
For McKinsey strategy for business builds on financial, forecast, and externally oriented planning. They define strategy as an "integrated set of actions designed to create a sustainable advantage over the competition." Of course, I am thinking about strategic thinking for more than war or business.
The definition that works for me is an integrated set of actions designed to achieve goals that will accomplish a concrete vision (e.g. create and sustain a diverse, inclusive, exciting neighborhood where people want to invest time, talent, and treasure; or create stability based on fairness and opportunity for residents in the Middle East).
The important concepts in the definition are integrated, set of actions, designed, concrete vision. Some of the key elements and characteristics of strategic thinking I found in the McKinsey articles are:
- clear understanding of the business of the group or organization.
- hard, fact-based logical information related to external opportunities, obstacles, opposition and internal capacities.
- recognition and consideration of uncertainties.
- questioning of all assumptions.
- generation (not depletion) of resources.
- indirect long-term approach that disrupts the conventional way of doing things.
- participative process where creative ideas can be generated, biases understood, diverse viewpoints are present, and there is buy-in by those who will be responsible for implementation.
- model (designed integrated set of actions) with a layout of consequences and side-effects chosen from alternatives.
- assessment of what's needed to carry out the chosen model and direction.
- agreement on specific next steps with a testing period.
Strategic thinking is a habit of good organizers and leaders. This means they know what they want, consider context limitations and trends, position for the long term, look down the line beyond the next tasks, anticipate change, and self-correct.
Critical thinking if strategic disrupts conventional, convenient thinking that holds us back from higher consciousness and greater empathy. The latest court decisions about same sex marriage and universal health coverage, the latest papal encyclical on an economy out of sync with nature, the the response of both acceptance of racism and forgiveness to the execution of black churchgoers challenges our prevalent morality of exclusion, exceptionalism, and righteousness. Thinking critically and strategically will open us to a freer, more inclusive, and less reactionary morality. It opens us to a desired future while acknowledging the garbage and gifts of the past.
Critical, strategic thinking is our vocation. Our way to transcend ourselves. Our way to love, power, and freedom. This capacity, which we now know evolved over millions of years through many stages and is still developing, is the "divine spark within" lit by a complex interaction of many selected and inherited genes and fanned by the interaction of memes in culture.
The new ethics we search for in these reflections is indeed critical thinking about our morality, our conventional thinking and behavior.
Wednesday, June 24, 2015
Reflections on the Pope's Letter
Pope Francis wrote a letter to humanity. It centers on our relation
to the earth, our common home and the condition for human life, meaning, and action.
It is long, repetitive,
and perhaps a bit sprawling as are many encyclicals which like judicial decisions
want to provide precedents, a link to tradition, an explication of founding
documents, and an interpretation to various publics. Nevertheless, it is a
great addition to Catholic Social Teaching and to Universal Social Ethics. The
letter is a radical critique as to how we have organized ourselves economically
and politically and of the religious narrative and ethical principles we have
used to so organize ourselves. It is a call not only to Christians to honor
their sacred tradition, but also to all of us to achieve an "authentic
humanism," the highest potential of human being and action.
In this post I would like
to 1) summarize the letter, 2) indicate how he challenges me to rethink my own
positions, 3) engage him in some dialogue, and 4) conclude.
I. What I hear Francis saying.
A look at the facts. Pope Francis is not promoting any scientific
theory, philosophic school, or form of government. He just asks us to look at
what is happening in the earth to our forests, our water, our oceans, our
ecosystems, urban blight, the coral reefs, biodiversity, our climate and how
that is linked to human activity towards so-called economic development. He
asks us to consider the inequality within and among nations and the plight of
the poor. Further he asks us to look at evidence of the breakdown of society
and the loss of the quality of life. Most of all he asks us to see the linkages
among poverty, social decline, environmental deterioration, and inequality.
And he tells us to quit denying what is happening or covering it over on
behalf of our own selfish interests.
Our religious narrative. Francis criticizes the religious narrative that
undergirds our economic and our current models of development. He calls upon
his own Judeo-Christian tradition to consider the earth not as an object for exploitation, but a matter for awe; to see all human beings as brothers
and sisters equal in dignity; to welcome the stranger and pass beyond narrow
tribalism; to discover value in all living beings; to understand nature which precedes us who are not owners, but stewards of its resources; to believe
in the connection between the care of the earth and human salvation. He contrasts
this understanding with the interpretation that we dominate nature and other living beings by
making them objects with which we can do anything that we want including to
possess and destroy them.
The ethics of the human
condition. Values influence all
human behaviors including the exploitative development model of the dominant
political economy. Francis suggests an ethic based on a different understanding
of humankind that is accessible to all. Human existence is constituted by
relationships with God, with other people, with nature, and with oneself. He
suggests that human persons exist in a world that conditions our existence as
active subjects, not objective things; that we humans are co-creators not by
conquering or exploiting each other and the earth but by interacting with each
other and the earth. In short, he is promoting an ethic of partnership rather
than that of domination, an ethic where cooperation replaces supremacy. He
condemns our wasteful "throwaway culture," our dependence on weapons
of destruction, the "anthropocentric fallacy" in which we believe in
the primacy of individual control over the faith in the communal power that
unites us all with nature, the "technocratic paradigm" that believes
in unlimited progress through technology and the triumph of invisible market
forces. Rather he asks us to replace those principles with those of organizing
for the common good, faith in the ability to change, the value of labor,
equality in the dignity of all persons, the integrity of human life, nature as
a gift to all to be
treasured in gratitude rather than fought over and individually possessed.
treasured in gratitude rather than fought over and individually possessed.
A call to dialogue and
action. Pope Francis advocates no
specific policies for reducing the causes of climate change and environmental
deterioration. He advocates for immediate dialogue to fashion policies and new
models of development in both urban, rural, national, and international
settings. He advocates for a spiritual conversion to end the throwaway
mentality, the demeaning and exclusion of the poor, and the breakdown of
society. We do this by increasing our respect for all persons, for ecodiversity, for the
interconnection of all things, for contemplation and awe of nature, for
science, yes, but much more than science, and for optimism from faith in our
ability to change. He praises the efforts of governments that are taking
seriously the threat to human life and happiness through economically motivated
destruction of the earth and its resources. He praises the efforts of locally
organized popular movements and nongovernmental organizations that demonstrate
both the problem and possible solutions. And he praises individuals, families,
and neighborhoods that are doing what they can to support each other and the
earth. (Here is a good summary.)
II. How Francis challenges me.
The encyclical made me
reconsider my own positions and for that I am thankful.
The technocratic
paradigm. I realize how susceptible
I am to that technocratic mentality because of my admiration of science and
technology. I need to continually remind myself that though science is the way
to explain nature, we have other ways of knowing and appreciating nature
especially through art, music, and contemplation; and that knowing nature is
beyond analyzing and controlling it.
The anthropocentric
fallacy. Likewise I can easily fall
(and at times do fall) into a type of humanism that undermines transcendence. I am a
"constructivist" in epistemology. I believe
that humans come to terms with their environment by constructing models or symbols. In
that belief, it is important to recognize that, although individual creativity and innovation is essential, we do that symbol making collectively, not individually. It is important to recognize that our constructs are not reality but in a dialogue with nature. Moreover, it is most important that we never have the last word, that our explanations are as good as the questions we ask, that all our models are to be transcended. As Francis says, "we are not God."
that humans come to terms with their environment by constructing models or symbols. In
that belief, it is important to recognize that, although individual creativity and innovation is essential, we do that symbol making collectively, not individually. It is important to recognize that our constructs are not reality but in a dialogue with nature. Moreover, it is most important that we never have the last word, that our explanations are as good as the questions we ask, that all our models are to be transcended. As Francis says, "we are not God."
The ethics of integrity. I have named my own ethics such, but Francis
reminds me how vital is the notion of integrity. He speak of the
"integrity of life," of an "integral ecology," of economics
in the service of a "more integral and integrating vision," of
authentic development as an "integral improvement in the quality of human
life," of respect for the human person endowed with inalienable rights
ordered to "his or her integral development." Integrity is the union
among polarities. It is the whole that gives meaning to the parts. What Francis
is teaching here is relationships, the interconnectedness of every thing, the
holding in tension of opposites, and a commitment to the whole beyond each of
the parts. This is so different from the contemporary ethic of a rugged individualism
over the common good, of consumerism over spiritual detachment from things, of look-see
objectivism over inter-subjective pursuit of truth, and, I would add, of a
conservative over progressive mind-set.
My progressivism. I
consider myself a progressive ethically and politically. But Francis warns me
of a destructive “myth of progress” that I should avoid. This myth sustains the
belief in invisible market forces through the privatization and control of natural
resources including land, water, forests, air, climate, and human labor. This
is the myth I heard as a child from our electric company that “progress is our
most important product” and that “every day in every way things get better and
better.” It measures progress by material wealth, profit margins, and GDP. Those
who deserve it through hard work, family inheritance, good genes, and shrewd
investment achieve this progress. However, the progressive I choose to be is
one who has faith in the transcendence of human thought and action through
participation in community. Just as Francis speaks of an authentic humanism, I shall commit to an authentic progressivism that has faith that we can solve our problems together and that we can do better personally and collectively.
III. Where I want to engage Francis in dialogue.
Transcendence and faith. I appreciate
that Francis draws on his Catholic Christian tradition to speak to all
humanity, even those who belong to other religious traditions. I also
appreciate that faith pushes us beyond narcissistic individual self-achievement.
But I suggest that his message can be relevant to those of us considered
“postmodern” whose belief systems do not include supernatural beings, realms,
revelations, or institutions, nor immortal souls, divinities, and God. This is
not to say that there is no role for religious communities or that those of us
who do science are not religious. However we who participate in no organized religion
or have let go of the beliefs of those religions, can still have the faith that
surpasses conventional or convenient truths. We embrace our transcendence by a
continual critique of all the objects of human knowledge, by not getting attached to things, and by openness to a
future for all people who now and are yet to live.
Feminine Principle. I laud Francis for his inclusive language and his
reference to Earth and Nature as Mother. I laud him for showing the connection
of the abuse of women and children, including human trafficking, with our
exploitation of nature. However, I suggest that he more strongly affirm the
equality and freedom of women within all institutions that demean or suppress
them including his own institution.
Overpopulation and
birth control. I agree that the
focus on overpopulation should not be used to distract us from the more root
causes of poverty and environmental degradation. But I suggest that overpopulation is a
major factor to be addressed, that birth control is a means to address it, and
that the distinction between “artificial” and “natural” birth control is
gratuitous. I also agree that abortion is violence and so cannot be justified,
that is, be included within a just human social order. But any intervention
into the human body including surgery is violence and so is any physical act of
defense including war. But while violence cannot be justified, it may be
necessary to those who choose to use it to ward off an immanent and specific
threat. And who are we to judge a woman’s sense of threat of an unwanted
pregnancy and the necessity to choose an abortion? Who are we to deny society's responsibility to accommodate her choice.
IV. Conclusion
I read a comment on the
letter that indicates that the letter of Pope Francis will be a hard read for
Americans. The author cites a study that demonstrates how “cultural cognition,”
using a scale measuring hierarchy vs. populism and individualism vs.
communitarianism, influences one’s acceptance of expert findings. Since the
author characterizes Pope Francis as a hierarchical communitarian while most
Americans are individualistic populists, they will find it difficult to accept his
reasoning. Other comments have charged Pope Francis of condemning modernism, rolling back progress, espousing socialism, and opposing the free market. I think that this is all nonsense.
I do believe that facts are interpreted according to one's values, interests, and ideology which is why Francis clarifies his values, interests, and theology. He is clearly seeing the world from the point of view of los menos, the "least of these," the poor and the excluded which is why he is not taking a hierarchical viewpoint. Moreover, he understands that the unique, dignified, creative individual does not exist in opposition to, but because of, the community of persons in which individuality emerges. He doesn't condemn progress or modernism, but redefines it and shows what it can be. He doesn't condemn markets but urges that they be free and accessible to all rather than rigged to help the wealthy and powerful.
Yes, certain Americans and their political parties, economic institutions, and their media will find it difficult to accept the social ethics of Francis, especially those who measure their value by private wealth, who accept the throwaway culture because it contributes to their wealth, who are captured by the ideas of American exceptionalism and individualism, and who trump the public good with private goods and subordinate the politics of the polis to the liberal economy. But I know that is not me and not the people I meet and deal with daily, not the people I worship and work with, not the people in the neighborhoods who welcome strangers and love their family and neighbors. Thanks, Pope Francis, for reminding us of our better selves. Now we must act.
(Soon to come: favorite
quotes from the letter.)
Monday, June 22, 2015
Genes, Memes, Dreams--Who IS in Charge?
I claim to be more tough-minded than tender-minded. That is I
try to face the facts—reality-as-it-is over reality-as-I-would-like-it-to-be.
1) I accept that I, we, and the whole universe are matter, which means that there
is no spirit without matter. 2) I accept the laws of thermodynamics including
the second law of entropy, which means that I, we, and the universe will disintegrate.
3) I accept evolution through natural selection, which means that often homo homini lupus (though I don’t like
to make wolves so bad). 4) I accept general relativity, which means there may
be constants but no absolutes. 5) I accept quantum mechanics and that
randomness accompanies the determinism of classical science.
My tough mind acknowledges that there are no spirits beyond
matter, no immortal souls, no ghosts, goblins, or gods; that there is no entity
of self or mind with free will and that consciousness is but that “strange
loop” of transparency of the act by which my embrained body comes to terms with
its environment by perceiving and using objects through constructed media or
symbols.
My mind when tough acknowledges that there is no divine
plan, no absolute, no immortality, and no ultimate solution. However, my tough-minded
materialistic naturalism and random determinism also supports my tender-minded
desire for the spirit of transcendence, freedom, and love. By accepting reality
as it is, I believe we can co-create reality as we would like it to be.
Richard Dawkin’s theory of the “selfish gene” argues that the
evolution of species, including the human kind, is driven by genes’ drive to
perpetuate themselves through survival and reproduction. The function of the body
or genome is to be instrument for the genes’ survival and reproduction and can
be dismissed when that function has been carried out. That means that all the genes,
which determine the drives and behaviors and capacities of the species, are
selected as the organism adapts to its environment in order to protect and further
that genetic perpetuation. (I realize that we are speaking metaphorically when
we describe the genes or nature as though they are making decisions. And yet,
let’s come back to that later.)
The ability to create a culture, including the ability to speak
words and think ideas (i.e. construct memes), was prepared for over millions of
years of natural selection. There would be no culture or memotype without the evolved
human embrained body or genotype. Culture transforms the environment to which
the organism is adapting giving the human species a great advantage in its competition
to survive. In other words, homo sapiens
through its ability to construct memes and think symbolically, can foresee,
plan, and actually modify the environment in order to make it more suitable for
its survival and the survival of its genes.
In Wired for Culture, Mark Pagel suggests that just
as genes behave to perpetuate themselves through organisms, so do memes
perpetuate themselves through culture. Culture is a meme-carrier to support
the body as gene-carrier. He demonstrates by the history of ideas in culture
how the rules, the concepts, and the forms of culture are suitable for the
development of a species that can compete favorably with other species even
within its own genus. Religion, art, music, morality are cultural enhancers
through which good survivor memes are retained in so far as they support the
survival and reproduction of human kind and its genes.
Other species alter the environment by digging into the
earth, invading trees, damming rivers, flying seeds over great distances, using
tools, and expelling carbon and oxygen into the air. But only humankind with
the ability to fashion and communicate symbols can shape an environment that we
control and carry with us into whatever space and time we choose. This poses
both tremendous risks but also provides great opportunities for our species.
The emergence of culture was a game changer for the planet and perhaps for the
universe. It led to what many geologists call the anthropocene age of planet
earth.
There are three main moments--cultural, civilizational, and scientific
revolutions--in the anthropocene age: 1) the genetic ability of modern homo sapiens to think symbolically in
hunting and gathering and create culture, 2) the use of symbols to acquire land
and its resources to develop agriculture and civilization, 3) the development
of civilization towards science and technology and enhance human intelligence.
Clearly none of these are sudden moments but in the making over millions of
years and each with roots in the earlier ages. In the first, (2.8m to 160k
years ago) homo becomes sapiens; we know the world. In the
second (160K to 10k years ago to present) homo
becomes sapiens sapiens; we know that
we know. In the third, (1543 CE to present) we know how we know that we know, homo sapiens sapientis.
In other words, genes in the body for the sake of survival
and reproduction led to memes in culture through the ability to think including
a sense of self in a world which in turn led to dreams in the mind through the
ability to intend and shape a future. Each moment has its crisis. The crisis in
culture is between mind and matter or spirit and world. The crisis in
civilization is between self and society or individual person and social order.
The crisis in science is between past and future or nature’s random determinism
and human interpersonal freedom. The crisis in all is between ideal and real or
virtual and actual. But let me try to explain that later.
Genes and natural selection took a risk when they allowed
for memes and culture. Memes and culture took a risk when they allowed for dreaming,
by which I mean the ability to imagine a better self, society, and world
through civilization and science. The risk of making memes and dreams to take advantage
for genetic survival is genetic extinction. The conflicts of civilizations with
their destructive potential of science and industrialization could produce a
nuclear winter, a global warming, and a mechanized transhumanity. Utopian
thought and behavior could lead to complete dystopia. Unthinking progress could
lead to the loss of the ability to think and act at all—the removal of the sapiens from homo, the return of the planet of the apes.
And I believe it is at this point of crisis that freedom, love,
and transcendence are possible. Even acknowledging that self and other persons,
spirit and the world, space and time are constructs of peculiar organisms that
come to terms with their environment through symbolic media, we discover that these
constructs, useful insofar as they help us survive and thrive, become obstacles
when they become fixed and separate entities. As fixed and separate entities or
objective realities, the spirit and the world, the self and the other, the past
and the future, the ideal and the real are illusions. But when we use these
terms as the terminals of a polarity or tension between the embrained organism
and the encultured environment, they take on the meaning of humanity and the
universe.
It is in the symbolic act of being present that the organism
perceives the environment as a world and the body as a self in space, time, and
community. It is in the act of being here, now, and with other selves facing things in the world that
the body perceives its unique individual subjectivity in tune with other
subjects having a past and intending a future. It is
in the act of intending a future that we experience our humanity passing beyond
the concepts and things of self and world in time, space, and community.
The act of being present in and to the world through
symbolic media perceives itself with others innovating, co-creating,
transcending or in other words as free, intersubjective, and transcendent.
Freedom, love, and transcendence are not something that I have or prove, but what
we are and act as embrained bodies in the encultured world. They are the dreams
of memes by genes which themselves are constructs or thoughts of communicating
organisms coming to terms with their environment through symbolic thinking. Moreover,
they are not sudden characteristics, but progressive achievements.
The ability to dream is my ability to transcend
materialistic randomness and determinism. Instead of simply reacting to others
and our environment, I can take responsibility with others for our environment.
And by modifying our environment we can modify our genetic constitution. This
is the ultimate risk of freedom.
Sunday, June 14, 2015
Thinking about Nothing
Today on my jog today I decided to think about nothing. My run is often my meditation time and today I tried to do what Sensei Tanouye once taught me. I concentrate on my breath in and out, in and out, in and out. I empty my mind of everything and then gradually concentrate on nothing and let go of that as well.
Sensei told me that things/concepts would intrude but just accept them and let them pass by. And so I began thinking about nothing.
The first nothing that pops in is zero. How lucky humans were to discover zero which would found our math, our science and our technology.
I let it go and run on.
Jena Paul Sartre taught that consciousness or radical subjectivity is nothing, the opposite of something or the object. And Heidegger followed up with consciousness as time so time is not a thing but the background on which things appear.
I let it go and run on.
I am nothing. There is no ego entity but simply a collectivity of perceptions. My ownership and my control of these images or ideas are but illusions.
I let it go and run on.
Death is the final emptying out. There may be some worth in trying to prolong death, but ultimately it is futile. Life is simply Bede's bird flying out of the darkness through the window into the lit mead hall and out the other side.
I let it go and run on.
Creation of the universe from nothing--perhaps quantum fluctuations of possible particles and boom! the big bang of birth towards entropy.
I let it go and run on.
Dark matter, hypothesized by its gravitational effects, is it the new ether? --the void through which galaxies and stars and planets and all things travel. Nature abhors a vacuum. There is no being without nothing; there is nothing without being.
I let it go and run on.
Philosophers say God is discovered through analogy, the biggest and best of everything, the Big Thing, the Ultimate Person, the Absolute Idea, the union of essence and existence, the Uncaused Cause. But Mystics of all traditions encounter God, not analogically, but negatively, as No Thing, as No Person, as No Idea, without both essence and existence. Total Absence. The Void.
I let it go and run on.
Thinking is nothing opposing things in the universe. It can say no to every idea that comes forth, every answer that is proposed, every law that is made. It is rebellion. It is transcendence.
I let it go and run on.
I begin to feel my body aching yet exhilarated. I begin to notice my breath labored yet inspiring.
But it is nothing.
Sensei told me that things/concepts would intrude but just accept them and let them pass by. And so I began thinking about nothing.
The first nothing that pops in is zero. How lucky humans were to discover zero which would found our math, our science and our technology.
I let it go and run on.
Jena Paul Sartre taught that consciousness or radical subjectivity is nothing, the opposite of something or the object. And Heidegger followed up with consciousness as time so time is not a thing but the background on which things appear.
I let it go and run on.
I am nothing. There is no ego entity but simply a collectivity of perceptions. My ownership and my control of these images or ideas are but illusions.
I let it go and run on.
Death is the final emptying out. There may be some worth in trying to prolong death, but ultimately it is futile. Life is simply Bede's bird flying out of the darkness through the window into the lit mead hall and out the other side.
I let it go and run on.
Creation of the universe from nothing--perhaps quantum fluctuations of possible particles and boom! the big bang of birth towards entropy.
I let it go and run on.
Dark matter, hypothesized by its gravitational effects, is it the new ether? --the void through which galaxies and stars and planets and all things travel. Nature abhors a vacuum. There is no being without nothing; there is nothing without being.
I let it go and run on.
Philosophers say God is discovered through analogy, the biggest and best of everything, the Big Thing, the Ultimate Person, the Absolute Idea, the union of essence and existence, the Uncaused Cause. But Mystics of all traditions encounter God, not analogically, but negatively, as No Thing, as No Person, as No Idea, without both essence and existence. Total Absence. The Void.
I let it go and run on.
Thinking is nothing opposing things in the universe. It can say no to every idea that comes forth, every answer that is proposed, every law that is made. It is rebellion. It is transcendence.
I let it go and run on.
I begin to feel my body aching yet exhilarated. I begin to notice my breath labored yet inspiring.
But it is nothing.
Monday, June 8, 2015
Trade and Worker Freedom
I have been a supporter and donor for Elizabeth Warren and Bernie Sanders and I take their warning about the free trade pact (TPP) currently being negotiated by Obama. But I think Condi Rice has a convincing argument in yesterday's Washington Post.
If I were a Democrat or Republic in Congress wavering because I truly cared to protect opportunities for and to expand the working middle class after four decades of decline, I would give my fast-track vote for TPP on condition that Congress agree to support a massive public works/infrastructure bill that would include renewal energy, public transportation, and science research and require living wages and organized worker participation in all companies that contract for these projects.
I would also require massive support for education for all including early childhood, community college, and university as well as workforce development and retraining for the jobs lost or changed in the global economy now and in the future as a result of this free trade.
Instead of protecting companies, let's protect the working middle class.
If I were a Democrat or Republic in Congress wavering because I truly cared to protect opportunities for and to expand the working middle class after four decades of decline, I would give my fast-track vote for TPP on condition that Congress agree to support a massive public works/infrastructure bill that would include renewal energy, public transportation, and science research and require living wages and organized worker participation in all companies that contract for these projects.
I would also require massive support for education for all including early childhood, community college, and university as well as workforce development and retraining for the jobs lost or changed in the global economy now and in the future as a result of this free trade.
Instead of protecting companies, let's protect the working middle class.
Friday, June 5, 2015
deus ex machina
deus ex machina, ἀπὸ μηχανῆς θεός, god from the machine.
In drama it's a plot device by which through some contrivance a seemingly unsolvable problem is resolved. Euripides started it, Aristotle described it, Shakespeare used it and so did Molière in their plays.
Ex Machina, the feature film by Alex Garland that we saw last week portrays great video techniques, excellent acting, and intriguing plot development. The story (which I will not divulge less I spoil it for someone who hasn't seen it) stars Ava, an artificial female or android with intelligence. The fundamental question that the protagonist Caleb, a young male computer programmer, must judge is whether Ava passes the Turing test to determine if she can think as a human thinks.
I found the film fascinating and unsettling. In the process of determining whether Ava thinks humanly, I am confronted with many of the questions I have been dealing with in these blogs. What is being human? What is thinking? Are we moving to another stage of evolution: the transhuman? What do we want to be? What are the values that will guide us in our development and that we want to keep in any further development of our species or beyond. Where do these values come from? How can we ensure that these values will be sustained?
As the film reveals Ava as Caleb interacts with her, we ask: is she human? No, clearly not. She is not of the genus homo, an organism with organs that have evolved in primates through natural selection. But just as clearly, she is very intelligent insofar as she has assimilated all the information that has been collected electronically through every internet search engine. Not homo, is she sapiens? Can she think like a human, like us?
Here I refer back to the characteristics of my own Turing test as to whether a machine can think.
All of these are evidence for Caleb that she has the ability for human thinking. She is conscious and she is a person; or, as a philosopher would say in earlier times, she has a soul. To terminate her would be murder for Caleb.
But as portrayed in the film, questions remain that might cause a doubt as to whether Ava is fully human in her thinking and therefore has a human soul.
I don't see her having these. But it could be argued that she is wired for them but needs to be out in the world interacting with many humans (as she seems to want) in order to have a culture, to realize the desire for recognition and respect, and to develop empathy for others. In other words, she is like a brilliant newborn, who is ready to communicate and be communicate to, even to love and be loved; and only in the process of inter-communication will she acquire a sense of self as well as a sense of other in a world--interconnected.
V.S. Ramachandran with many other neuroscientists have defined a human as a "model-making machine," by which they mean symbolic thinker and actor, an organism that can construct forms through which they can deal in and with the world. These neuroscientists also allow that early man who like Neanderthal Man was homo sapiens, but they postulate further development to a higher level of functioning through culture to homo sapiens sapiens. So perhaps we could say that Ava is sapiens, but not yet sapiens sapiens. She may become so as she acquires a culture.
If she does, she will be the first of the transhumans, i.e. super human, more than human. She will be ex-homo super sapiens sapientis. Is she the new Eve as her name suggests? Is she who we want to become--a super mind in a super body, a god from a machine, deus ex machina? Or is she a sociopath like Nathan her creator? We better start thinking about that because it could happen.
A few years ago, I sent to a former colleague an essay on my "new ethics of integrity" in which I raised the ethical issue presented by our exponentially increasing technology on the horizon of artificial intelligence and the development of transhuman existence. He pooh-poohed the idea and thought it worthy of science fiction not serious ethical inquiry. I believe he was shortsighted then and I am only reenforced in my opinion by what I continue to learn. I reemphasize the urgency to think about who we are and who we want to become as we evolve--even towards the ability to select our own successors.
In drama it's a plot device by which through some contrivance a seemingly unsolvable problem is resolved. Euripides started it, Aristotle described it, Shakespeare used it and so did Molière in their plays.
Ex Machina, the feature film by Alex Garland that we saw last week portrays great video techniques, excellent acting, and intriguing plot development. The story (which I will not divulge less I spoil it for someone who hasn't seen it) stars Ava, an artificial female or android with intelligence. The fundamental question that the protagonist Caleb, a young male computer programmer, must judge is whether Ava passes the Turing test to determine if she can think as a human thinks.
I found the film fascinating and unsettling. In the process of determining whether Ava thinks humanly, I am confronted with many of the questions I have been dealing with in these blogs. What is being human? What is thinking? Are we moving to another stage of evolution: the transhuman? What do we want to be? What are the values that will guide us in our development and that we want to keep in any further development of our species or beyond. Where do these values come from? How can we ensure that these values will be sustained?
As the film reveals Ava as Caleb interacts with her, we ask: is she human? No, clearly not. She is not of the genus homo, an organism with organs that have evolved in primates through natural selection. But just as clearly, she is very intelligent insofar as she has assimilated all the information that has been collected electronically through every internet search engine. Not homo, is she sapiens? Can she think like a human, like us?
Here I refer back to the characteristics of my own Turing test as to whether a machine can think.
- Ava is portrayed as behaving symbolically, using her body to gesture with meaning including the verbal gestures of the spoken language. She is sexual and uses her sexuality to communicate with Caleb.
- She innovates even to the extent of drawing pictures that she imagines and to manipulate Caleb and perhaps to dissimulate. She seems to be able to have a "theory of mind," that is the ability to understand what is Caleb is thinking and intending.
- Because she tries to get out of the prison in which she finds herself and to avoid termination, she develops a plan to do so, she imagines a future for herself including another life and a death. This demonstrates a sense of time which implies an awareness of the self as a unity and a possible continuity.
All of these are evidence for Caleb that she has the ability for human thinking. She is conscious and she is a person; or, as a philosopher would say in earlier times, she has a soul. To terminate her would be murder for Caleb.
But as portrayed in the film, questions remain that might cause a doubt as to whether Ava is fully human in her thinking and therefore has a human soul.
- Does she have a moral sense, an awareness of good and evil, a conscience? She certainly has culture in the sense that all the memes of history have been downloaded into her, does she have a culture, her culture with its morality, religion, perspective, story, and interpretation?
- While she has a "theory of mind," does she have the ability for empathy, that is, to experience the other's pain or pleasure? Enough that it affects her behavior.
- She seems to have social skills; but does she have the sense of the respect that is achieved through social interaction and the building of relationships?
I don't see her having these. But it could be argued that she is wired for them but needs to be out in the world interacting with many humans (as she seems to want) in order to have a culture, to realize the desire for recognition and respect, and to develop empathy for others. In other words, she is like a brilliant newborn, who is ready to communicate and be communicate to, even to love and be loved; and only in the process of inter-communication will she acquire a sense of self as well as a sense of other in a world--interconnected.
V.S. Ramachandran with many other neuroscientists have defined a human as a "model-making machine," by which they mean symbolic thinker and actor, an organism that can construct forms through which they can deal in and with the world. These neuroscientists also allow that early man who like Neanderthal Man was homo sapiens, but they postulate further development to a higher level of functioning through culture to homo sapiens sapiens. So perhaps we could say that Ava is sapiens, but not yet sapiens sapiens. She may become so as she acquires a culture.
If she does, she will be the first of the transhumans, i.e. super human, more than human. She will be ex-homo super sapiens sapientis. Is she the new Eve as her name suggests? Is she who we want to become--a super mind in a super body, a god from a machine, deus ex machina? Or is she a sociopath like Nathan her creator? We better start thinking about that because it could happen.
A few years ago, I sent to a former colleague an essay on my "new ethics of integrity" in which I raised the ethical issue presented by our exponentially increasing technology on the horizon of artificial intelligence and the development of transhuman existence. He pooh-poohed the idea and thought it worthy of science fiction not serious ethical inquiry. I believe he was shortsighted then and I am only reenforced in my opinion by what I continue to learn. I reemphasize the urgency to think about who we are and who we want to become as we evolve--even towards the ability to select our own successors.
Wednesday, June 3, 2015
Return to the Church
My good friend and former
Jesuit classmate whom I admire greatly especially for his work in Earth Healing
asked me to sign and distribute a petition supporting Pope Francis in his
ecological justice ministry and opposing conservative Catholics organizations
fighting him. I did of course.
In his note to me he asked
me to return to the Church and that got me thinking. It is true that I have
little to do with the official Roman Catholic Church. But I assure all my
friends and family that I never left the Church, nor as some say has the Church
left me.
I consider the Church a
calling out (ecclesia) to
transcendence. The Church is a community (qahal,
ummah, sangha) in via, in
transit. The Church is the people of faith. [Or, if you want, “people of God”
except I have left off using god-language as I have explained elsewhere considering
myself neither theist, atheist, monotheist, polytheist, nor non-theist.]
There are many forms, names,
and ways for the people of faith on the way. If I must name myself, and I do if
I want to distinguish my form of faith, I will call myself a “skeptical,
secular, progressive universalist.” (That might change tomorrow after
further reflection.)
I was born and raised a
Christian in the Roman Catholic Church but was never that close to the official
Church. Even as a Jesuit I had little to do with the official Church of Rome
and its bishop-led clericalism even to the point of rejecting priesthood while still
remaining a Jesuit. In the Jesuits and in the Catholic Community of St
Malachi’s in Cleveland and in our intentional community in San Jose with Father
Bill Leininger, I was able to develop my skeptical, secular, progressive
universalism even while using Christian Catholic symbols and rituals.
I embrace Christianity’s
rich tradition of holy persons, reformers, mystics, thinkers, and heretics
starting with Jesus of Nazareth. I also put myself squarely in tune with the
social justice tradition of progressive Christian denominations, especially
Catholic Social Teaching. I reject many other Christian doctrines especially
when treated as eternal truth. I reject the authoritarian, clerical, misogynist,
dogmatic, intolerant, and sometimes anti-scientific expression and structure of
many Christian denominations, including the Roman Church. But I reject it only
for myself. It is just that Christianity is no longer my language, culture, or
form of faith. As the saying goes I have lots of good friends who are Christian.
And I share their faith, if not all their beliefs.
I was raised in a Jewish
community in Detroit during the time of WWII, the Holocaust, the recognition of
Israel. I attended Bar Mitzvahs. I studied Hebrew Scriptures. I participate in
the Seder meal each year and find it one of the best expressions of liberation
theology and the source of social justice teaching. If I had married a Jewish
girl, I am sure I could have been comfortable in a Reformed and secular Jewish
congregation. But, alas, I married a Polish girl who was just as skeptical,
anti-clerical, and heretical as me. We share not only the faith and the
community of faith, but also the skeptical, secular, progressive universalist
form of that faith. Ironically the Polish Pope confirmed us in our rejection of
the Roman Catholic form of that faith.
I encountered Buddhism most
when living in Hawaii I worked with the Catholic Diocese of Honolulu. My priest
friend Clarence and I would meet regularly with Roshi Tenoye at the Zen
Buddhist temple in Kalihi Valley where we learned to sit, breathe, meditate,
and dialogue about Meister Eckhart’s mystic writings from a Buddhist
perspective. There I realized the unity of faith in transcendence whatever form
it took as long as we did not get stuck in our forms while we used them.
Indigenous religions and
Hinduism I learned to appreciate by hearing and studying Joseph Campbell and
Mircea Eliade. Islam as well. I have met Muslin colleagues in Mosques, read
histories of Islam. I appreciate Islam’s rich tradition of toleration,
mysticism, and intellectualism, and wish some of my so-called Christian friends
would as well. While I appreciate these forms of transcendence and these
members of the universal community of faith, I also recognize that my language,
culture, forms are so different. But we can learn from one another.
What I do not appreciate or
accept is when any of these traditions, including my own, foster cults. By cult
I mean I mean a group with exclusive, inflexible boundaries with a sort of
litmus test for participation, quick to denounce others who do not belong to
their group as infidels to be shunned or worse, who ostracize those who raise
questions regarding their beliefs as heretics to be punished, who turn doctrine
into dogma that is infallible, and who use fear, guilt, and terror to control
their members and violence to force their views. I see cultish behavior among
fundamentalist Protestants, authoritarian Catholics, radical Islamists, fixed-caste
Hindus, orthodox Jews, arrogant and patronizing secularists, and new age psychic
movements.
Finally I am still a
Companion of Jesus as Jesuits identify themselves. But this is Jesus before
Christianity. This is the Jesus who hung around with the outcasts and assured
them they were lovable, who contradicted the patronage system, who had few
possessions in a pack on his back and kept moving on, and who criticized the
political and religious orthodoxy of his day, and got killed for it. At least
that is how I imagine the man who would symbolize transcendence for many of us as
St Ignatius urged me to do in his Spiritual Exercises.
Ignatius also urged us to “think
with the Church.” That I interpret means we should all think, critically,
strategically, creatively and share our thoughts with each other so that we may
take or reject or modify or adapt these thoughts to our own cultures and so
that as companions we may share and act the faith in transition.
In that way we all need to
return to the community of faith. And we do need to be exercising that faith by
supporting Pope Francis in his defense of the earth. I imagine seeing Pope
Francis, Dalai Lama, Karen Armstrong, Fethullah
Gulen, E.O Wilson, David Deutsch joining with leaders of spiritual
traditions to build movements of compassion that rejects violence to others and
to the earth and promotes social, economic, and earth justice. That is the
Church I will never leave.
rollie smith 6-3-15
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